๐ SEC's 2024 examination priorities are out, and crypto dealer-brokers better buckle up! The agency's Division of Examinations is focusing on emerging risks, including:
- Crypto, fintech, AI, and cybersecurity
- Online solutions for compliance and marketing
- Standards of conduct for customer advice
- Custody requirements under the Advisers Act
- Blockchain and distributed ledger technology risks
The SEC is keeping a close eye on broker-dealers and advisers in the crypto space. So, let's get those compliance engines revving and show 'em what we've got! ๐๐ผ๐ช